-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U52xqSIlSExTg9A15wC5hjgZbGSbAr9w2ZEUptfup3uEuKKyrUPJvmFmAfeGwHEZ ZBRehFdH2Kan0fKzI9X5eA== 0001170918-05-000058.txt : 20050214 0001170918-05-000058.hdr.sgml : 20050214 20050214114133 ACCESSION NUMBER: 0001170918-05-000058 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TARRANT APPAREL GROUP CENTRAL INDEX KEY: 0000944948 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954181026 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54761 FILM NUMBER: 05605185 BUSINESS ADDRESS: STREET 1: 3151 EAST WASHINGTON BLVD CITY: LOS ANGELES STATE: CA ZIP: 90023 BUSINESS PHONE: 2137808250 MAIL ADDRESS: STREET 1: 3151 EAST WASHINGTON BLVD CITY: LOS ANGELES STATE: CA ZIP: 90023 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAY TODD CENTRAL INDEX KEY: 0001009147 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 2137808250 MAIL ADDRESS: STREET 1: 3151 EAST WASHINGTON BLVD CITY: LOS ANGELES STATE: CA ZIP: 90023 SC 13G/A 1 sc13ga3-kay.txt SC 13G, AMENDMENT NO. 3 (KAY) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- Schedule 13G/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)(1) TARRANT APPAREL GROUP - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 876289 109 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 CUSIP NO. 876289 109 13G/A Page 2 of 5 Pages - ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Todd Kay - ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - ------------------ ------------------------------------------------------------- 3 SEC USE ONLY - ------------------ ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------ --------- --------------------------------------------------- NUMBER 5 SOLE VOTING POWER OF 3,995,999 (2) SHARES --------- --------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 REPORTING --------- --------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 3,995,999 (1)(2) --------- --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------ ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,995,999 (1)(2) - ------------------ ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------ ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% (3) - ------------------ ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------ ------------------------------------------------------------- (1) The Reporting Person has pledged an aggregate of 1,115,000 of such shares to financial institutions to secure the repayment of loans to the Reporting Person or corporations controlled by the Reporting Person. (2) Includes 1,433,332 shares which may be acquired by the Reporting Person upon exercise of stock options. (3) Based on a total of 28,814,763 shares of the issuer's Common Stock issued and outstanding on November 12, 2004, as reported on the issuer's Form 10-Q for the period ended September 30, 2004. Page 2 of 5 Item 1(a) NAME OF ISSUER: Tarrant Apparel Group Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3151 East Washington Boulevard Los Angeles, California 90023 Item 2(a) NAME OF PERSON FILING: Todd Kay Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 3151 East Washington Boulevard Los Angeles, California 90023 Item 2(c) CITIZENSHIP: U.S.A. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, no par value Item 2(e) CUSIP NUMBER: 876289 109 Item 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable. Item 4 OWNERSHIP: Included in rows 5 through 9 and 11 on page 2. Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. Page 3 of 5 Pages Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP Not Applicable. Item 10 CERTIFICATION Not Applicable. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FEBRUARY 14, 2005 ------------------- Date /S/ TODD KAY ------------------- Signature TODD KAY ------------------- Name/Title Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----